2021-10-262021-10-26199223 Tex. Tech L. Rev. 377https://hdl.handle.net/2346/88154During the survey period, the Fifth Circuit did not make any significant advances into previously uncharted areas of securities law. This article will not examine every securities case issued during the survey period. Instead, we will focus on those cases, which presented interesting issues.engSecurities lawDuties owed by commodity brokers to customersFailure to provide options disclosure documentsLiabilityStatute of limitations for 10b-5 actionsNondisclosure of entrenchment devices in proxy fightsWaiver of intrastate exemptionAttorneys’ fees awards in shareholder derivative actionsFifth CircuitArticle